NASAA Uniform State Law Act Examination Course - Securities and Insuran For Exam Success - Books - Createspace Independent Publishing Platf - 9781530191741 - February 22, 2016
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NASAA Uniform State Law Act Examination Course

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The Uniform Securities Agent State Law Examination was developed by NASAA in cooperation with representatives of the securities industry and industry associations. The examination, called the Series 63 exam, is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act (with the amendments adopted by NASAA and rules prohibiting dishonest and unethical business practices). The examination is intended to provide a basis for state securities administrators to determine an applicant's knowledge and understanding of state law and regulations.

Media Books     Paperback Book   (Book with soft cover and glued back)
Released February 22, 2016
ISBN13 9781530191741
Publishers Createspace Independent Publishing Platf
Pages 70
Dimensions 216 × 280 × 4 mm   ·   185 g
Language English  

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