Security Regulation: Opportunities Exist to Improve Sec's Oversight of the Financial Industry Regulatory Authority - Us Government Accountability Office - Books - CreateSpace Independent Publishing Platf - 9781492104704 - August 12, 2013
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Us Government Accountability Office
Security Regulation: Opportunities Exist to Improve Sec's Oversight of the Financial Industry Regulatory Authority

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Congress established SEC in 1934 to enforce the Securities Act of 1933 and the Exchange Act. SEC?s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation by overseeing key participants in the securities markets, including SROs, securities broker-dealers, investment advisers, and mutual funds.

Media Books     Paperback Book   (Book with soft cover and glued back)
Released August 12, 2013
ISBN13 9781492104704
Publishers CreateSpace Independent Publishing Platf
Pages 40
Dimensions 213 × 2 × 276 mm   ·   117 g
Language English  

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